281224SEM: AIA & ACIA SEMINAR (CPT & CPD) SFC Investigation -Case Sharing

Topic: SFC Investigation -Case Sharing

Course Code: 281224SEM

Date:   28 December 2024  (Saturday)

Time:  14:00pm - 16:00pm

(including light refreshments)

Venue:   PolyU West Kowloon Campus

Format: Face to face participation

WhatsApp: 64328725

Speaker: Ms. Katrina Kwan

-Partner of Messers. So, Lung & Associates, Solicitors

-Focuses on commercial litigation and regulatory advisory work

-Acts for listed companies, licensed corporations

-Holds various legal advisory and teaching roles

-Director of Pok Oi Hospital from 2023-2024

Table of Content :

• Power to investigate under the SFO

• Persons in an investigation

• Offences in relation to investigation

• Obligation & Privileges under the SFO (search warrant here)

• Insider dealing under the SFO

請填寫以下Google form 報名參加

https://docs.google.com/forms/d/e/1FAIpQLSe-AuodKofJGSCR7B9jkbslwfrSKW4_bwD5M0mgQ_OqXbhysQ/viewform?usp=pp_url

CPT: $250(member), $350 (non-member)

CPD: $250(member), $300 (non-member)

付款方法:

(1)銀行入數

戶口名稱 : Association of Chinese Internal Auditors

銀行賬號 : 012-898-2-011166-8

銀行 : BOC 中國銀行

(2) FPS 轉數快

 FPS 識別碼: 112557194

(3) PayMe

按此付款： https://qr.payme.hsbc.com.hk/2/MtXekCeivjNdUm4GXYx2yG

付款時請註明是參加281224SEM

Friendly Reminder:

- A confirmation email with room number would be sent to successful applicants on and 1 week before the seminar.

- Attendee who failed to deposit the fee to ACIA bank account, may not receive the CPT or CPD certificate. The fees are non-refundable and non–transferable.

- Physical certificates will be distributed to the attendees after the seminar.

- Registration process starts before 13:30 and seminar starts on 14:00.

- Limited seats, register NOW!