AIA & ACIA CPT SFC Webinar

AIA & ACIA CPT SFC Webinar(Course Code: 24072024WEB)

Topic: SFC Investigation

Date: 24 Jul 2024 (Wed)

Time: 19:00 – 20:00 p.m.

Handling Fee:

e-CPT: $150 (member), $200 (non-member);

e-CPD: $100 (member), $150 (non-member)

Registration:

https://us02web.zoom.us/meeting/register/tZElf-GhqTgiG9Ot6d97yDDqmPa33_e3lMkL

Speaker:

Ms. Katrina Kwan, LL.B (Hon)

-Partner of Messrs. So, Lung & Associates, Solicitors.

-Katrina’s practice centres on commercial litigation and contentious regulatory advisory work (such as SFC, ICAC, AFRC and HKEX).

-Acts for listed companies, licensed corporations, CPA firms, directors, shareholders, sponsor principals, responsible officers, fund investors, brokers on matters involving insider dealing, false trading, price rigging, false and misleading information, unlicensed activities, shareholder disputes, winding-up petition, breach of directors’ duties, anti-money laundering, etc.

-Appointed as the honourable legal advisor, director and/or the committee member of various institutions and organizations.

-Teaches commercial and business law as a lecturer and a dissertation supervisor of the Master of Laws. She is also a director of Pok Oi Hospital from 2023 to 2024.

Content:

A) Power to investigate under the SFO

B) Persons in an investigation

C) Offences in relation to investigation

D) Obligations & Privileges under the SFO (search warrant here)

E) Insider dealing under the SFO

Friendly Reminder:

- A confirmation email with unique zoom link would be sent to successful applicants.

- Attendees who wish to obtain a CPT certificate should ensure that the camera can show your image properly during the webinar.

- Attendee who failed to either (i) complete the evaluation form or (ii) deposit the fee to ACIA bank account, may not receive the CPT or CPD certificate. The fee are non-refundable and non–transferable.

- ⁠Members of the supporting organization are entitled to the same handling fee as ACIA members.

- ZOOM starts before 18:40 pm.

- Limited seats, register NOW!

Organizer: Association of International Accountants (AIA)

Co-organizer: Association of Chinese Internal Auditors (ACIA)

Supporting Organisation: Hong Kong Society of Doctorate Limited